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CFA一级Notes习题笔记 – GIPS - CFA跟我学

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CFA跟我学 > 资讯 > 经验分享 > CFA一级Notes习题笔记 – GIPS

CFA一级Notes习题笔记 – GIPS

编辑:finance365/时间:0209-03-05/浏览:2,796 views
  1. GIPS为投资管理公司和他们的客户和潜在客户服务
  2. GIPS为了reduce ambiguity,past abuses,survivorship bias,and varying time period
  3. GIPS verification report 要求 issued with respect to the whole firm, 不能用single composites
  4. verification 不是requied的,是encouraged的。所有帐号要求包含在GIPS中,所有关于GIPS的policy和procedures要纸面存档。一到五年discontinued composites。
  5. claim GIPS complience, 要至少5年的投资业绩符合GIPS,如果不满五年,所有资料必须presented。
  6. Required 公司不能以重组为由改变历史数据的基础。推荐:每月计算投资组合,每3个月估值所有的投资
  7. GIPS不管人员资质,只管:fundamentals of compliance, input data,calculation methodology,composite construction,disclosures,presentation and reporting, real estate, and private equity.
  8. composite definitions,要同种投资策略的组合。不是一个地区office的投资,或者主动投资被动投资,或者某个投资收益的投资。
  9. GIPS目的是为了得到全球普遍接受的计算方法和格式。
  10. GIPS要求独立第三方 进行审核,SEC audit不能算GIPS verification